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ComplianceIQ

Looking for compliance training? You’ve come to the right place.

Updated this week

ComplianceIQ is your central command for regulatory training built for banks and credit unions. Whether you're browsing by topic—like BSA/AML, Fair Lending, or Cybersecurity—or zeroing in on role-specific essentials, this page helps you find exactly the training you need. All content is powered by LemonadeLXP’s engaging, trackable microlearning steps—designed to build confidence, reduce risk, and prepare your team for real-world compliance.

Topic

Anti-Money Laundering

Anti-Money Laundering

  • The Basics of Anti-Money Laundering

    1. Resource: What is AML?

    2. AML Defined

    3. AML Rules and Regulations

    4. Resource: Three Stages of Money Laundering

    5. Stage 1: Placement

    6. Stage 2: Layering

    7. Stage 3: Integration

    8. The Lowdown on Money Laundering **Q1 NEW**

    9. Mastery Test: AML

Bank Secrecy Act

  • The Bank Secrecy Act 102: Reporting Requirements

    1. Resource: Currency Transaction Report

    2. The Ins and Outs of Currency Transaction Reporting

    3. Resource: Suspicious Activity Report

    4. The Ins and Outs of Suspicious Activity Reporting

    5. Resource: Foreign Bank Account Report

    6. FBAR: What Needs and Doesn't Need to Be Reported

    7. Resource: Other Reports

    8. Other Reporting Requirements

    9. Mastery Test: Bank Secrecy Act 102

Office of Foreign Assets Control

  • Office of Foreign Assets Control – OFAC

    1. Resource: OFAC

    2. Overview of OFAC

    3. Resource: Specially Designated Nationals (SDNs) and Responsibilities and Obligations

    4. Specially Designated Nationals (SDNs)

    5. Responsibilities and Obligations

    6. Resource: OFAC Authority and OFAC's Settlement with Standard Chartered Bank

    7. The Ins and Outs of OFAC's Authority

    8. OFAC's Settlement with Standard Chartered Bank

    9. Mastery Test: OFAC

  • Identifying Red Flags - OFAC

    1. Resource: Identifying Red Flags and Transactions

    2. Identifying Red Flags

    3. Red Flags: Transactions 1

    4. Red Flags: Transactions 2

    5. Resource: Other Transactions and Customer Accounts

    6. Red Flags: Other Transactions

    7. Red Flags: Customer Accounts

    8. Resource: Nature of Business, Origination of Funds, and Clients

    9. Red Flags: Nature of Business, Origination of Funds, and Clients

    10. Mastery Test: Identifying Red Flags

Financial Inclusion

Fair Lending

  • Fair Lending Overview and Discrimination Definitions

    1. Resource: Fair Lending Overview

    2. Fair Lending Overview

    3. Resource: Fair Lending Discrimination Definitions

    4. Illegal Discrimination

    5. Overt Discrimination

    6. Disparate Illegal Discrimination

    7. Disparate Impact Discrimination

    8. Mastery Test: Fair Lending Overview and Discrimination Definitions

  • Predatory Lending and Redlining

    1. Resource: Predatory Lending and Redlining

    2. What is Predatory Lending

    3. How Predatory Lending Works

    4. What is Redlining

    5. How Redlining Works

    6. Mastery Test: Predatory Lending and Redlining

  • Establishing a Fair Lending Program

    1. Resource: Establishing a Fair Lending Program

    2. Factors Lenders May Consider

    3. Fair Lending Program Requirements

    4. Preventing the Occurrence of Fair Lending Violations

    5. Fair Lending Risk Factors

    6. Fostering Fair Lending with Customers **Q1 NEW**

    7. Mastery Test: Establishing a Fair Lending Program

Privacy

Gramm-Leach Bliley Act (GBLA) (Reg P)

  • GLBA, CCPA and Consumer Privacy

    1. Resource: GLBA, CCPA and Consumer Privacy

    2. Privacy Overview

    3. Key Privacy Regulations

    4. Historical Context of Privacy Regulations

    5. Implementing Privacy Best Practices

    6. Challenges in Privacy Management

    7. Mastery Test: Privacy: GLBA, CCPA and Consumer Privacy

Deposit Accounts, Payments and Operations

Deposit Compliance

  • Deposit Compliance, Regulation D, and Regulation DD

    1. Resource: Overview of Regulations and Deposit Compliance Requirements

    2. Deposit Compliance Overview

    3. Overview of Relevant Regulations

    4. Resource: Regulation D

    5. Regulation D: Scope and Implementation

    6. Regulation D: Covered Deposits and Liabilities

    7. Regulation D: Reserve Requirements

    8. Resource: Regulation DD

    9. Regulation DD: Scope and Purpose

    10. Regulation DD: Truth in Savings Act (TISA)

    11. Mastery Test: Deposit Compliance Overview, Regulation D, and Regulation DD

  • Regulation CC: Availability of Funds and Collection of Checks Act

    1. Resource: Regulation CC: Availability of Funds

    2. Regulation CC: Scope and Purpose

    3. Regulation CC: Next-Day Availability Deposits

    4. Regulation CC: Requirements for Financial Institutions

    5. Resource: Collection of Checks

    6. Check 21

    7. Mastery Test: Regulation CC: Availability of Funds and Collection of Checks

Compliance Management System

Cybersecurity

  • Cybersecurity: Computer Security Basics

    1. Resource: Cybersecurity

    2. Cybersecurity Overview

    3. Key Cybersecurity Regulations

    4. The Evolution of Cybersecurity in Financial Institutions

    5. Implementing Cybersecurity Best Practices

    6. Challenges in Cybersecurity Management

    7. Cybersecurity Case Studies

    8. Mastery Test: Cybersecurity

US Regulators

  • US Regulators 101

    1. Resource: Consumer Financial Protection Bureau and National Association of Federally-Insured Credit Unions

    2. Consumer Financial Protection Bureau

    3. National Association of Federally-Insured Credit Unions

    4. Resource: Office of the Comptroller of the Currency and Financial Industry Regulatory Authority

    5. Office of the Comptroller of the Currency

    6. Financial Industry Regulatory Authority

    7. Mastery Test: US Regulators 101

  • US Regulators 102

    1. Resource: Financial Crimes Enforcement Network and Securities and Exchange Commission

    2. Financial Crimes Enforcement Network

    3. Securities and Exchange Commission

    4. Commodity Futures Trading Commission and National Futures Association

    5. Commodity Futures Trading Commission

    6. National Futures Association

    7. Mastery Test: US Regulators 102

Financial Crime

Elder Financial Exploitation

  • Advisory on Elder Financial Exploitation

    1. Resource: Advisory on Elder Financial Exploitation

    2. Elder Financial Exploitation Overview

    3. Behavioral Red Flags of Elder Financial Exploitation

    4. Financial Red Flags of Elder Financial Exploitation

    5. Mastery Test: Advisory on Elder Financial Exploitation

Ethics / Code of Conduct

Code of Ethics

  • Code of Ethics

    1. Resource: Introduction and Core Principles

    2. Code of Ethics: Overview

    3. Core Principles of a Code of Ethics

    4. Resource: Importance, Regulations and Ethical Compliance, and Ethical Challenges

    5. Why A Code of Ethics is Important

    6. Regulations and Ethical Compliance

    7. Ethical Challenges

    8. Mastery Step: Code of Ethics

  • Conflicts of Interest

    1. Resource: Overview and Types of Conflicts of Interest

    2. Overview: Conflicts of Interest

    3. Types of Conflicts of Interest

    4. Resource: Regulatory Framework, Impacts, and Best Practices for Managing Conflicts of Interest

    5. Regulatory Framework for Managing Conflicts of Interest

    6. Impact of Conflicts of Interest on Financial Institutions

    7. Best Practices for Managing Conflicts of Interest

    8. Mastery Step: Conflicts of Interest

Role

  1. Teller

  2. Customer Service Representative (CSR)

  3. Branch Manager

  4. Lending Officer / Loan Officer

  5. BSA/AML Analyst

  6. Compliance Officer

  7. IT/Security Personnel

  8. Executive Leadership

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