BSA/AML Analyst Training Matrix (by Topic)

~22 mins

Resource: What is Anti-Money Laundering

AML Defined
​AML Rules and Regulations
​Mastery Test: AML
​Resource: What is Anti-Money Laundering
​Resource: The Three Stages of Money Laundering
​Stage 1: Placement
​Stage 2: Layering
​Stage 3: Integration
​The Lowdown on Money Laundering

Mastery Test: AML
​

~26 mins

Resource: Currency Transaction Report

The Ins and Outs of Currency Transaction Reporting

Resource: Suspicious Activity Report

The Ins and Outs of Suspicious Activity Reporting​

Resource: Foreign Bank Account Report

​FBAR: What Needs and Doesn't Need to Be Reported

​​Resource: Other Reports

Other Reporting Requirements

Mastery Test: The Essentials of the Bank Secrecy Act 101
​

~28 mins

​Resource: Identifying Red Flags and Transactions

Identifying Red Flags

Red Flags: Transactions 1
​Red Flags: Transactions 2

Resource: Other Transactions and Customer Accounts

Red Flags: Other Transactions

Red Flags: Customer Accounts

Red Flags: Nature of Business, Origination of Funds, and Clients

Mastery Test: Identifying Red Flags

~28 mins

Resource: OFAC

Overview of OFAC

Resource: Specially Designated Nationals and Responsibilities and Obligations

Specially Designated Nationals (SDNs)

Responsibilities and Obligations

Resource: OFAC Authority and OFAC's Settlement with Standard Chartered Bank

The Ins and Outs of OFAC's Authority

OFAC's Settlement With Standard Chartered Bank

Mastery Test: OFAC
​

~18 mins

Resource: Introduction and Core Principles

Code of Ethics: Overview

Core Principles of a Code of Ethics

Resource: Importance, Regulations and Ethical Compliance, and Ethical Challenges

​Regulations and Ethical Compliance

​Mastery Step: Code of Ethics
​

~15 mins

Resource: Overview and Types of Conflicts of Interest

Overview: Conflicts of Interest

​Types of Conflicts of Interest

Ethical Challenges

Resource: Regulatory Framework, Impacts, and Best Practices for Managing Conflicts of Interest

Regulatory Framework for Managing Conflicts of Interest