This matrix lists all compliance training steps for Branch Managers, organized by Topic and marked as Must Know. These are critical learning steps required to meet compliance standards.
Anti-Money Laundering (AML)
Training Priority | Step Titles |
Must Know |
Bank Secrecy Act (BSA)
Training Priority | Step Titles |
Must Know |
The Essentials of the Bank Secrecy Act ~24 mins |
Nice to Know |
The History, Scope, and Mission of the BSA ~22 mins |
Office of Foreign Assets Control (OFAC)
Training Priority | Step Titles |
Must Know |
Office of Foreign Assets Control (OFAC): Identifying Red Flags ~28 mins Resource: Identifying Red Flags and Transactions
Office of Foreign Assets Control (OFAC): Overview 101 ~18 mins Resource: OFAC Mastery Test: OFAC: Overview 101 |
Nice to Know |
Office of Foreign Assets Control (OFAC): Overview 102 ~12 mins Mastery Test: OFAC: Overview 102 |
Fair Lending
Training Priority | Step Titles |
Must Know |
Fair Lending Overview and Discrimination Definitions ~22 mins Fair Lending Overview |
Nice to Know |
Gramm-Leach-Bliley Act (GLBA) / Consumer Privacy
Training Priority | Step Titles |
Must Know |
Gramm-Leach-Bliley Act (GLBA) / Consumer Privacy 101 ~20 mins Mastery Test: Privacy: GLBA, CCPA and Consumer Privacy |
Deposit Compliance (Reg D, Reg DD, Reg CC, Reg E)
Training Priority | Step Titles |
Must Know |
Deposit Compliance, Regulation D, and Regulation DD 101 ~30 mins Resource: Overview of Regulations and Deposit Compliance Requirements Regulation D: Scope and Implementation Mastery Test: Deposit Compliance Overview, Regulation D, and Regulation DD
Regulation CC: Availability of Funds and Collection of Checks Act ~12 mins Resource: Regulation CC: Availability of Funds and Collection of Checks Regulation CC: Scope and Purpose Mastery Test: Regulation CC: Availability of Funds and Collection of Checks
Regulation E: Electronic Fund Transfers and Garnishment Rule ~22 mins Resource: Regulation E: Electronic Fund Transfers Resource: Garnishment Rule Mastery Test: Regulation E and Garnishment Rule |
Cybersecurity
Training Priority | Step Titles |
Must Know |
Cybersecurity: Computer Security Basics 101 ~15 mins |
U.S. Regulators
Training Priority | Step Titles |
Must Know |
U.S. Regulators 101 ~14 mins Mastery Test: U.S. Regulators 101 |
Code of Ethics
Training Priority | Step Titles |
Must Know |
Code of Ethics ~ TBD What Is a Code of Ethics Resource: Why Ethical Culture Matters, Common Ethical Challenges, and Ethical Conduct in Customer Interactions Why Ethical Culture Matters Common Ethical Challenges Ethical Conduct in Customer Interactions |