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Branch Manager Compliance Training Matrix (by Topic)

Updated over a week ago

This matrix lists all compliance training steps for Branch Managers, organized by Topic and marked as Must Know. These are critical learning steps required to meet compliance standards.

Anti-Money Laundering (AML)

Bank Secrecy Act (BSA)

Office of Foreign Assets Control (OFAC)

Fair Lending

Gramm-Leach-Bliley Act (GLBA) / Consumer Privacy

Training Priority

Step Titles

Must Know

Gramm-Leach-Bliley Act (GLBA) / Consumer Privacy 101

~20 mins

Mastery Test: Privacy: GLBA, CCPA and Consumer Privacy

Deposit Compliance (Reg D, Reg DD, Reg CC, Reg E)

Training Priority

Step Titles

Must Know

Deposit Compliance, Regulation D, and Regulation DD 101

~30 mins

Resource: Overview of Regulations and Deposit Compliance Requirements

Mastery Test: Deposit Compliance Overview, Regulation D, and Regulation DD

Regulation CC: Availability of Funds and Collection of Checks Act

~12 mins

Resource: Regulation CC: Availability of Funds and Collection of Checks

Mastery Test: Regulation CC: Availability of Funds and Collection of Checks

Regulation E: Electronic Fund Transfers and Garnishment Rule

~22 mins

Resource: Regulation E: Electronic Fund Transfers

Resource: Garnishment Rule

Mastery Test: Regulation E and Garnishment Rule

Cybersecurity

U.S. Regulators

Training Priority

Step Titles

Must Know

U.S. Regulators 101

~14 mins

Mastery Test: U.S. Regulators 101

Code of Ethics

Training Priority

Step Titles

Must Know

Code of Ethics

~ TBD

What Is a Code of Ethics

Resource: Why Ethical Culture Matters, Common Ethical Challenges, and Ethical Conduct in Customer Interactions

Why Ethical Culture Matters

Common Ethical Challenges

Ethical Conduct in Customer Interactions

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