This matrix outlines compliance training for IT and Security Personnel, categorized by Topic and Training Priority.
Anti-Money Laundering (AML)
Training Priority | Step Titles |
Nice to Know |
Bank Secrecy Act (BSA)
Training Priority | Step Titles |
Nice to Know |
The Essentials of the Bank Secrecy Act ~26 mins Mastery Test: The Essentials of the Bank Secrecy Act 101
|
Office of Foreign Assets Control (OFAC)
Training Priority | Step Titles |
Nice to Know |
Identifying Red Flags ~28 mins
OFAC Overview ~28 mins Resource: Specially Designated Nationals and Responsibilities and Obligations Resource: OFAC Authority and OFAC's Settlement with Standard Chartered Bank
|
Fair Lending
Training Priority | Step Titles |
Nice to Know |
Fair Lending Overview and Discrimination Definitions ~22 mins Resource: Fair Lending Overview Resource: Fair Lending Discrimination Definitions
Establishing a Fair Lending Program ~20 mins
|
Gramm-Leach-Bliley Act (GLBA) / Consumer Privacy
Training Priority | Step Titles |
Must Know |
|
Deposit Compliance (Reg D, Reg DD, Reg CC, Reg E)
Training Priority | Step Titles |
Must Know |
Regulation E: Electronic Fund Transfers and Garnishment Rule ~22 mins Resource: Regulation E: Electronic Fund Transfers Regulation E: Covered EFT Types |
Nice to Know |
Deposit Compliance, Regulation D, and Regulation DD ~30 mins
Regulation CC: Availability of Funds and Collection of Checks Act ~18 mins Resource: Regulation CC: Availability of Funds
|
Cybersecurity
Training Priority | Step Titles |
Must Know |
|
U.S. Regulators
Training Priority | Step Titles |
Must Know |
|
Code of Ethics
Training Priority | Step Titles |
Must Know |
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