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Executive Leadership Training Matrix (by Topic)

Updated over 2 weeks ago

This matrix outlines all Must Know compliance training for Executive Leadership, organized by Topic.

Anti-Money Laundering (AML)

Training Priority

Step Titles

Must Know

Anti-Money Laundering (AML) 101

~12 mins

Mastery Test: Anti-Money Laundering (AML) 101

Nice to Know

Anti-Money Laundering (AML) 102

~16 mins

Mastery Test: Mastery Test: Anti-Money Laundering (AML) 102


Bank Secrecy Act (BSA)


Office of Foreign Assets Control (OFAC)

Training Priority

Step Titles

Must Know

Office of Foreign Assets Control - OFAC

~24 mins

Resource: OFAC

Resource: Specially Designated Nationals and Responsibilities and Obligations

Nice to Know


Fair Lending

Training Priority

Step Titles

Must Know

Nice to Know

Fair Lending 102

~22 mins

Resource: Fair Lending Discrimination Definitions

Mastery Test: Fair Lending 102


Gramm-Leach-Bliley Act (GLBA) / Consumer Privacy

Training Priority

Step Titles

Must Know

Gramm-Leach-Bliley Act (GLBA) / Consumer Privacy 101

~16 mins

Mastery Test: Privacy: GLBA, CCPA and Consumer Privacy 101

Nice to Know

Gramm-Leach-Bliley Act (GLBA) / Consumer Privacy 102

~14 mins

Mastery Test: Privacy: GLBA, CCPA and Consumer Privacy 102


Deposit Compliance (Reg D, Reg DD, Reg CC, Reg E)

Training Priority

Step Titles

Must Know

Deposit Compliance, Regulation D, and Regulation DD 101

~10 mins

Resource: Overview of Regulations and Deposit Compliance Requirements

Mastery Test: Deposit Compliance Overview, Regulation D, and Regulation DD 101

Nice to Know

Deposit Compliance, Regulation D, and Regulation DD 102

~30 mins

Regulation E: Electronic Fund Transfers and Garnishment Rule

~ TBC

Resource: Regulation E: Electronic Fund Transfers


Cybersecurity

Training Priority

Step Titles

Must Know

Cybersecurity: Computer Security Basics 101

~14 mins

Resource: Cybersecurity

Mastery Test: Cybersecurity 101

Nice to Know

Cybersecurity: Computer Security Basics 102

~10 mins

Resource: Cybersecurity

Mastery Test: Cybersecurity 102


Code of Ethics

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