This matrix outlines all Must Know compliance training for Executive Leadership, organized by Topic.
Anti-Money Laundering (AML)
Training Priority | Step Titles |
Must Know |
Anti-Money Laundering (AML) 101 ~12 mins Mastery Test: Anti-Money Laundering (AML) 101 |
Nice to Know |
Anti-Money Laundering (AML) 102 ~16 mins Mastery Test: Mastery Test: Anti-Money Laundering (AML) 102 |
Bank Secrecy Act (BSA)
Training Priority | Step Titles |
Must Know |
Bank Secrecy Act (BSA) 101 ~18 mins Mastery Test: Bank Secrecy Act (BSA) 101 |
Nice to Know |
Bank Secrecy Act (BSA) 102 ~12 mins Mastery Test: Bank Secrecy Act (BSA) 102 |
Office of Foreign Assets Control (OFAC)
Training Priority | Step Titles |
Must Know |
Office of Foreign Assets Control - OFAC ~24 mins Resource: OFAC Resource: Specially Designated Nationals and Responsibilities and Obligations |
Nice to Know |
Identifying Red Flags - OFAC ~34 mins Resource: OFAC's Settlement with Standard Chartered Bank Resource: Nature of Business, Origination of Funds, and Clients |
Fair Lending
Training Priority | Step Titles |
Must Know |
Fair Lending 101 ~18 mins Resource: Fair Lending Overview Mastery Test: Fair Lending 101 |
Nice to Know |
Fair Lending 102 ~22 mins Resource: Fair Lending Discrimination Definitions Mastery Test: Fair Lending 102
Fair Lending 103 ~28 mins Resource: Establishing a Fair Lending Program 2 Mastery Test: Fair Lending 103 |
Gramm-Leach-Bliley Act (GLBA) / Consumer Privacy
Training Priority | Step Titles |
Must Know |
Gramm-Leach-Bliley Act (GLBA) / Consumer Privacy 101 ~16 mins Mastery Test: Privacy: GLBA, CCPA and Consumer Privacy 101 |
Nice to Know |
Gramm-Leach-Bliley Act (GLBA) / Consumer Privacy 102 ~14 mins Mastery Test: Privacy: GLBA, CCPA and Consumer Privacy 102 |
Deposit Compliance (Reg D, Reg DD, Reg CC, Reg E)
Training Priority | Step Titles |
Must Know |
Deposit Compliance, Regulation D, and Regulation DD 101 ~10 mins Resource: Overview of Regulations and Deposit Compliance Requirements Mastery Test: Deposit Compliance Overview, Regulation D, and Regulation DD 101 |
Nice to Know |
Deposit Compliance, Regulation D, and Regulation DD 102 ~30 mins Resource: Regulation D
Regulation CC: Availability of Funds and Collection of Checks Act ~16 mina Resource: Regulation CC: Availability of Funds
Regulation E: Electronic Fund Transfers and Garnishment Rule ~ TBC Resource: Regulation E: Electronic Fund Transfers |
Cybersecurity
Training Priority | Step Titles |
Must Know |
Cybersecurity: Computer Security Basics 101 ~14 mins Resource: Cybersecurity Cybersecurity Overview Mastery Test: Cybersecurity 101 |
Nice to Know |
Cybersecurity: Computer Security Basics 102 ~10 mins Resource: Cybersecurity Mastery Test: Cybersecurity 102 |
Code of Ethics
Training Priority | Step Titles |
Must Know |
Conflicts of Interest ~12 mins Mastery Test: Conflicts of Interest |