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Customer Service Representative Compliance Training Matrix (by Topic)

Updated over a week ago

This table outlines all required and recommended compliance training steps for Customer Service Representatives, organized by Topic and Training Priority. You can use it to assign learning or support self-service navigation by role.

Anti-Money Laundering (AML)

Training Priority

Step Titles

Must Know

Nice to Know

Anti-Money Laundering (AML) 102

~12 mins

Resource: The Three Stages of Money Laundering

Mastery Test: AML 102

Bank Secrecy Act (BSA)

Office of Foreign Assets Control (OFAC)

Fair Lending

🧑‍💼 Customer Service Representative – Gramm-Leach-Bliley Act (GLBA) / Consumer Privacy

Training Priority

Step Titles

Must Know

Gramm-Leach-Bliley Act (GLBA) / Consumer Privacy 101

~12 mins

Mastery Test: Privacy: GLBA, CCPA and Consumer Privacy

Nice to Know

🧑‍💼 Customer Service Representative – Deposit Compliance (Reg D, Reg DD, Reg CC, Reg E)

Training Priority

Step Titles

Must Know

Deposit Compliance, Regulation D, and Regulation DD 101

~20 mins

Resource: Overview of Regulations and Deposit Compliance Requirements

Regulation D: Scope and Implementation

Regulation DD: Scope and Purpose

Mastery Test: Deposit Compliance Overview, Regulation D, and Regulation DD

Regulation CC: Availability of Funds and Collection of Checks Act

~18 mins

Resource: Regulation CC: Availability of Funds and Collection of Checks

Mastery Test: Regulation CC: Availability of Funds and Collection of Checks

Regulation E: Electronic Fund Transfers and Garnishment Rule

~22 mins

Resource: Regulation E: Electronic Fund Transfers

Resource: Garnishment Rule

Mastery Test: Regulation E and Garnishment Rule

Nice to Know

Deposit Compliance, Regulation D, and Regulation DD 102

~22 mins

Resource: Regulation D

Resource: Regulation DD

Mastery Test: Deposit Compliance, Regulation D, and Regulation DD 102

Regulation CC: Availability of Funds and Collection of Checks Act 102

~10 mins

The Check 21 Act

Mastery Test: Regulation CC: Availability of Funds and Collection of Checks Act 102

Regulation E: Electronic Fund Transfers and Garnishment Rule 102

~14 mins

Mastery Test: Regulation E and Garnishment Rule

🧑‍💼 Customer Service Representative – Cybersecurity

Training Priority

Step Titles

Must Know

Nice to Know

Cybersecurity: Computer Security Basics Case Studies

~14 mins

Resource: Cybersecurity Case Studies and The Evolution of Cybersecurity

Mastery Test: Cybersecurity Case Studies

🧑‍💼 Customer Service Representative – U.S. Regulators

Training Priority

Step Titles

Nice to Know

U.S. Regulators 101

~16 mins

Mastery Test: U.S. Regulators 101

🧑‍💼 Customer Service Representative – Code of Ethics

Training Priority

Step Titles

Must Know

Code of Ethics

~TBD

Resource: Overview and Types of Conflicts of Interest

What Is a Code of Ethics

Resource: Why Ethical Culture Matters, Common Ethical Challenges, and Ethical Conduct in Customer Interactions

Why Ethical Culture Matters

Common Ethical Challenges

Ethical Conduct in Customer Interactions

Mastery Test: Code of Ethics

Nice to Know

Conflicts of Interest

~TBD

Regulatory Framework for Managing Conflicts of Interest

Mastery Test: Conflicts of Interest

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