This table outlines all required and recommended compliance training steps for Customer Service Representatives, organized by Topic and Training Priority. You can use it to assign learning or support self-service navigation by role.
Anti-Money Laundering (AML)
Training Priority | Step Titles |
Must Know |
Anti-Money Laundering (AML) 101 ~20 mins Resource: What is Anti-Money Laundering |
Nice to Know |
Anti-Money Laundering (AML) 102 ~12 mins Resource: The Three Stages of Money Laundering Mastery Test: AML 102 |
Bank Secrecy Act (BSA)
Training Priority | Step Titles |
Must Know | |
Nice to Know |
The Bank Secrecy Act: Reporting ~12 mins Resource: Foreign Bank Account Report Mastery Test: Bank Secrecy Act 102
The History, Scope, and Mission of the BSA ~22 mins |
Office of Foreign Assets Control (OFAC)
Training Priority | Step Titles |
Must Know |
Office of Foreign Assets Control (OFAC): Identifying Red Flags ~28 mins Resource: Identifying Red Flags and Transactions |
Nice to Know |
Office of Foreign Assets Control (OFAC): Overview ~28 mins Resource: OFAC |
Fair Lending
Training Priority | Step Titles |
Must Know |
Fair Lending Overview and Discrimination Definitions ~22 mins Fair Lending Overview |
Nice to Know |
Establishing a Fair Lending Program ~20 mins
Predatory Lending and Redlining ~18 mins |
🧑💼 Customer Service Representative – Gramm-Leach-Bliley Act (GLBA) / Consumer Privacy
Training Priority | Step Titles |
Must Know |
Gramm-Leach-Bliley Act (GLBA) / Consumer Privacy 101 ~12 mins Mastery Test: Privacy: GLBA, CCPA and Consumer Privacy |
Nice to Know |
Gramm-Leach-Bliley Act (GLBA) / Consumer Privacy 102 ~15 mins |
🧑💼 Customer Service Representative – Deposit Compliance (Reg D, Reg DD, Reg CC, Reg E)
Training Priority | Step Titles |
Must Know |
Deposit Compliance, Regulation D, and Regulation DD 101 ~20 mins Resource: Overview of Regulations and Deposit Compliance Requirements Regulation D: Scope and Implementation Regulation DD: Scope and Purpose Mastery Test: Deposit Compliance Overview, Regulation D, and Regulation DD
Regulation CC: Availability of Funds and Collection of Checks Act ~18 mins Resource: Regulation CC: Availability of Funds and Collection of Checks Regulation CC: Scope and Purpose Mastery Test: Regulation CC: Availability of Funds and Collection of Checks
Regulation E: Electronic Fund Transfers and Garnishment Rule ~22 mins Resource: Regulation E: Electronic Fund Transfers Resource: Garnishment Rule Mastery Test: Regulation E and Garnishment Rule |
Nice to Know |
Deposit Compliance, Regulation D, and Regulation DD 102 ~22 mins Resource: Regulation D Regulation D: Scope and Implementation Resource: Regulation DD Mastery Test: Deposit Compliance, Regulation D, and Regulation DD 102
Regulation CC: Availability of Funds and Collection of Checks Act 102 ~10 mins The Check 21 Act Mastery Test: Regulation CC: Availability of Funds and Collection of Checks Act 102
Regulation E: Electronic Fund Transfers and Garnishment Rule 102 ~14 mins Mastery Test: Regulation E and Garnishment Rule |
🧑💼 Customer Service Representative – Cybersecurity
Training Priority | Step Titles |
Must Know |
Cybersecurity: Computer Security Basics 101 ~15 mins Resource: Cybersecurity Mastery Test: Cybersecurity |
Nice to Know |
Cybersecurity: Computer Security Basics Case Studies ~14 mins Resource: Cybersecurity Case Studies and The Evolution of Cybersecurity Mastery Test: Cybersecurity Case Studies |
🧑💼 Customer Service Representative – U.S. Regulators
Training Priority | Step Titles |
Nice to Know |
U.S. Regulators 101 ~16 mins Mastery Test: U.S. Regulators 101 |
🧑💼 Customer Service Representative – Code of Ethics
Training Priority | Step Titles |
Must Know |
Code of Ethics ~TBD Resource: Overview and Types of Conflicts of Interest What Is a Code of Ethics Resource: Why Ethical Culture Matters, Common Ethical Challenges, and Ethical Conduct in Customer Interactions Why Ethical Culture Matters Common Ethical Challenges Ethical Conduct in Customer Interactions Mastery Test: Code of Ethics |
Nice to Know |
Conflicts of Interest ~TBD Ethical Grey Areas Regulatory Framework for Managing Conflicts of Interest Mastery Test: Conflicts of Interest |